-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R2ClTr0h+9THzhQhLLT0w8xMevDO8MtIe1coT495DZJHZKWQUL4kLRP2N6MlBjo2 eD6fumV87LsUvKeSzM0KWw== 0000950152-03-001788.txt : 20030214 0000950152-03-001788.hdr.sgml : 20030214 20030213174638 ACCESSION NUMBER: 0000950152-03-001788 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CTI INDUSTRIES CORP CENTRAL INDEX KEY: 0001042187 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 362848943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53657 FILM NUMBER: 03561354 BUSINESS ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 MAIL ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK ONE CORP CENTRAL INDEX KEY: 0001067092 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 310738296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1 BANK ONE PLAZA CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3127324000 MAIL ADDRESS: STREET 1: ONE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60670 SC 13G/A 1 l98796csc13gza.txt BANK ONE CORPORATION/CTI INDUSTRIES CORP. SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* CTI INDUSTRIES CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 125961300 - -------------------------------------------------------------------------------- (CUSIP Number) 12/31/02 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP NO. 125961300 - ---------------------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) BANK ONE CORPORATION, I.R.S. NO. 31-0738296 - ---------------------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - ---------------------------------------------------------------------------------------------- (3) SEC USE ONLY - ---------------------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - ---------------------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER 4,000 SHARES --------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER 0 OWNED BY --------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER 40,500 REPORTING --------------------------------------------------------- PERSON (8) SHARED DISPOSITIVE POWER 0 WITH: - ---------------------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 40,500 - ---------------------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - ---------------------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.2% - ---------------------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC - ----------------------------------------------------------------------------------------------
SCHEDULE 13G Item 1 (a). Name of Issuer: CTI INDUSTRIES CORPORATION Item 1 (b). Address of Issuer's Principal Executive Offices: 22160 N. Pepper Road Barrington, IL 60010 Item 2 (a). Name of Person Filing: BANK ONE CORPORATION Item 2 (b). Address of Principal Office or, if none, Residence: One First National Plaza Chicago, IL 60670 Item 2 (c). Citizenship: Not Applicable Item 2 (d). Title of Class of Securities: Common Stock Item 2 (e). CUSIP Number: 125961300 Item 3. If this Statement is Filed Pursuant to Rules 240.13d-1 (b), or 240.13d-2 (b) or (c), check whether the person filing is a: (a)[ ] Broker or dealer registered under Section 15 of the Act; (b)[ ] Bank as defined in section 3(a)(6) of the Act; (c)[ ] Insurance company as defined in section 3(a)(19) of the Act; (d)[ ] Investment company registered under section 8 of the Investment Company Act; (e)[ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f)[ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g)[ X ] A parent holding company or control person in accordance with Section 240.13d-1(b)(ii)(G); (h)[ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i)[ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j)[ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ]
SCHEDULE 13G Item 4. Ownership: (a) Amount Beneficially Owned: 4,000 (b) Percent of Class: 2.2% (c) Number of shares as to which the person has: (i) sole power to vote or direct the vote: 4,000 (ii) shared power to vote or direct the vote: 0 (iii) sole power to dispose or direct the disposition of: 40,500 (iv) shared power to dispose or direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ X ] Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary which acquired the Security being Reported on by the Parent Holding Company. American National Bank Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable.
SCHEDULE 13G Item 10. Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 5, 2003 BANK ONE CORPORATION By: /s/ David J. Kundert ----------------------------------- Name: David J. Kundert Title: Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----